Compliance Checklist – US

AI and Mental Health

Board Briefing Deck

AI and Mental Health – White Paper

AI and Mental Health – Policy and regulatory analysis

Model AI Governance Charter

12-Month AI Implementation Roadmap

Model AI Governance Charter

Compliance Checklist – Canada

> Compliance Checklist – US

Canada | United States

Mental Health AI Deployment

Regulatory Classification

☐ Determine if AI qualifies as SaMD
☐ Confirm FDA clearance status (if applicable)
☐ Review vendor PCCP documentation
☐ Confirm intended use clarity

Privacy

☐ HIPAA compliance review
☐ Business Associate Agreement executed
☐ De-identification standards verified
☐ Audit logging enabled

Telehealth

☐ State licensure compliance verified
☐ Controlled substance prescribing rules reviewed
☐ Telehealth reimbursement alignment

Governance

☐ Clinical oversight established
☐ Human-in-the-loop protocols defined
☐ Adverse event reporting mechanism
☐ Model drift monitoring

Executive Summary

AI in mental health is no longer experimental.
It is entering mainstream clinical infrastructure.

The difference between safe transformation and reputational risk lies in:

• Governance discipline
• Clear classification
• Vendor accountability
• Executive oversight
• Measured, phased deployment